Uptick rule

Results: 152



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131000 Emergency / Communication / Switchboard of Miami / 2-1-1 / Geriatrics / Uptick rule

Microsoft Word - FY1112Overview (3)

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Source URL: www.connect2help.dreamhosters.com

Language: English - Date: 2012-11-30 16:25:53
132Business / Financial regulation / Short selling / Stock market / Short / Flash Crash / Uptick rule / Financial economics / Finance / Financial markets

Review of Trading on Canadian Equity Marketplaces of Inter-listed Securities Subject to the US Short Sale Circuit Breaker Trading Review and Analysis

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:29:13
133Investment / Finance / Uptick rule / Order / Universal Market Integrity Rules / Short / High-frequency trading / Futures contract / Market maker / Financial markets / Stock market / Financial economics

Rules Notice Technical UMIR Please distribute internally to: Corporate Finance

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Source URL: www.iiroc.ca

Language: English - Date: 2014-05-06 15:36:02
134Finance / Investment / Mathematical finance / High-frequency trading / Dark liquidity / Uptick rule / Order / Stock market / Financial markets / Financial economics

OSC - IIROC Conference - 21Nov13 - Notes to Presentation

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Source URL: www.ocrcvm.ca

Language: English - Date: 2014-04-15 16:41:05
135Stock market / Investment / Uptick rule / Short / Order / Securities Act / Buying in / Securities Exchange Act / Bear raid / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No[removed]; File No. S7[removed]RIN 3235-AK35 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission.

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Source URL: www.sec.gov

Language: English - Date: 2009-04-15 11:56:09
136Business / Finance / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Uptick rule / Securities Exchange Act / Short / Day trading / Stock market / Financial economics / Investment

Complaint: Robert Todd Beardsley And George Lindenberg

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Source URL: www.sec.gov

Language: English - Date: 2008-11-20 11:24:18
137Economics / Securities Exchange Act / Uptick rule / NASDAQ / Insider trading / Stock exchange / Stock trader / Stock / Short / Stock market / Financial economics / Investment

ROBERT J. PRAGER and JAMES ALEXANDER

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Source URL: www.sec.gov

Language: English - Date: 2005-07-25 14:04:26
13873rd United States Congress / United States Securities and Exchange Commission / Financial system / Financial markets / Financial regulation / Securities Act / Uptick rule / Securities Exchange Act / Short / United States securities law / Financial economics / Finance

Final Rule; Extension of Compliance Date: Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2010-11-04 16:00:25
139Short selling / Financial markets / Financial regulation / Stock market / United States Securities and Exchange Commission / Locate / Uptick rule / Naked short selling / Short / Financial economics / Investment / Finance

Proposed Rule: Short Sales

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Source URL: www.sec.gov

Language: English - Date: 2003-11-07 09:47:32
140Business / Financial markets / Uptick rule / Finance / United States Securities and Exchange Commission / NYSE Euronext / Stock market / Financial economics / Investment

Microsoft Word - Price Test Reopened Comment Period Draft Release v.17 _final_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-08-25 13:07:04
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